Turn SEC Filings into Small-Cap Alpha
AskEdgar extracts dilution terms, compliance risks, financing activity, and material catalysts from SEC filings the moment the're released - powering faster decisions, proprietary screens, and automated alerts.
Core Workflows
Monitor Compliance, Liquidity & Existential Risk in Real Time
Identify survival risks and regulatory threats before they force positioning changes or trading halts.
- Get alerted to Nasdaq deficiency notices, delisting risk, and compliance deadlines
- Track cash runway stress, burn-rate warnings, and going-concern language
- Surface bankruptcy and restructuring signals as soon as they appear
- Stay ahead of events that drive forced selling and volatility
Spot Dilution & Financing Risk Before the Market Reacts
Instantly surface capital structure changes buried inside filings - without reading documents or waiting for summaries.
- Flag toxic dilution terms (full ratchets, variable resets, warrant repricing) the moment filings hit
- Track historical float changes and ownership-adjusted dilution over time
- Monitor new offerings, ATM usage, PIPEs, and shelf registrations in real time
- Receive immediate alerts when financing terms materially worsen
Track Material Catalysts Hidden in Filings
Catch tradeable events the moment they are disclosed - not after the headline.
- Detect licensing deals, restructurings, strategic shifts, and asset sales
- Identify notable investor participation in offerings and financings
- Monitor management changes and incentive disclosures tied to behavior shifts
- Turn unstructured disclosures into structured, actionable signals
Build Proprietary Screens, Alerts & Research Workflows
Adapt AskEdgar to how your fund actually trades.
- Create custom filters, ratings, and watchlists aligned to your strategy
- Define your own alert logic instead of relying on generic keywords
- Combine filing signals into live dashboards and screens
- Export data via Excel, CSV, API, or internal tools
Core Workflows
Monitor Compliance, Liquidity & Existential Risk in Real Time
Identify survival risks and regulatory threats before they force positioning changes or trading halts.
- Get alerted to Nasdaq deficiency notices, delisting risk, and compliance deadlines
- Track cash runway stress, burn-rate warnings, and going-concern language
- Surface bankruptcy and restructuring signals as soon as they appear
- Stay ahead of events that drive forced selling and volatility
Spot Dilution & Financing Risk Before the Market Reacts
Instantly surface capital structure changes buried inside filings - without reading documents or waiting for summaries.
- Flag toxic dilution terms (full ratchets, variable resets, warrant repricing) the moment filings hit
- Track historical float changes and ownership-adjusted dilution over time
- Monitor new offerings, ATM usage, PIPEs, and shelf registrations in real time
- Receive immediate alerts when financing terms materially worsen
Built for Funds
That Can't Afford to Be LateBuilt for Funds That Can't Afford to Be Late
“What used to take hours of manual filing review now shows up as structured alerts we can actually trade on. That speed difference matters in small caps.”
- Mali Binen, SMB Capital
