Spot Small-Cap Financing Opportunities Before the Competition

Filing workflow

Stop chasing filings. Start originating deals. Automatically surface financing windows, constraint expirations, and capital need signals across your small-cap coverage universe.

TRUSTED BY FUNDS WHERE FILING INTELLIGENCE IS ALPHA
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  • Trillium Logo
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  • SMB Capital Logo

Core Workflows

Track Financing Constraints & Windows in Real Time

Track Financing Constraints & Windows in Real Time

Identify when restrictions lift and financing flexibility changes, without manually parsing filings or missing narrow origination windows.

  • Receive instant alerts when ROFRs, tails, and participation rights expire
  • Monitor constraint changes that open the door to new equity, PIPEs, or structured deals
  • Track historical and active deal restrictions directly from source filings
  • Stay current across your entire coverage universe automatically
Identify Companies with Imminent Capital Needs

Identify Companies with Imminent Capital Needs

Surface early warning signals that indicate upcoming financings, before companies formally announce transactions.

  • Detect cash runway stress, burn-rate warnings, and liquidity disclosures
  • Monitor going-concern language and financing risk signals in 10-Qs and 8-Ks
  • Prioritize issuers most likely to raise capital in the near term
  • Build proactive outreach lists driven by filing-based signals, not headlines
Analyze Investor & Underwriter Participation History

Analyze Investor & Underwriter Participation History

Understand who has supported deals historically, and tailor pitches with precision.

  • See which funds, investors, and underwriters participated in past financings
  • Track repeat participation patterns across issuers and sectors
  • Identify the most relevant partners for new deals
  • Strengthen pitch credibility with verifiable, filing-backed deal history
Stay Ahead of Shelf Registrations & Financing Flexibility

Stay Ahead of Shelf Registrations & Financing Flexibility

Monitor registration activity and structural changes that directly impact deal execution.

  • Get real-time alerts on new shelf registrations and amendments
  • Track increases, reductions, or shifts in financing capacity
  • Identify issuers quietly preparing for future raises
  • Maintain a live view of financing readiness across coverage

Testimonial

“Ask Edgar is now my go to over both FactSet and Bloomberg Terminal”

- Isaac L Eide, Head of Investment Banking, Aegis Capital

Turn SEC Filings
into Deal Flow

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